NISM Series V A: Mutual Fund Distributors + NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination - COMBO - FOR LAPTOP/DESKTOP (WINDOWS ONLY)

FACE TO FACE / LIVE AT HOME / GOOGLE DRIVE RECORDED 

NO. OF CLASSES = 30 APPROX

NO. OF HOURS = 30 APPROX

FACE TO FACE Batch students will also get LIVE AT HOME & Google Drive access. LIVE AT HOME Batch students will also get Google Drive access.

Language: HINGLISH

Instructors: CA CS MOHIT AGARWAL SIR & AADITYA GUPTA SIR

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Why this course?

Description

COURSE STRUCTURE :

NISM Series V A: Mutual Fund Distributors (Registration Fees - Rs.1500/-) + NISM Series-XV: Research Analyst (Registration Fees - Rs.1500/-) + NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination (Registration Fees - Rs.3000/-)

NISM-Series-V-A: Mutual Fund Distributors Certification Examination

The examination seeks to create a common minimum knowledge benchmark for all persons involved in selling and distributing mutual funds including:

Individual Mutual Fund Distributors

Employees of organizations engaged in sales and distribution of Mutual Funds

Employees of Asset Management Companies specially persons engaged in sales and distribution of Mutual Funds

The certification aims to enhance the quality of sales, distribution and related support services in the mutual fund industry.

Examination Objectives:

On successful completion of the Mutual Fund Distributors examination, the candidate should:

Know the basics of mutual funds, their role and structure, different kinds of mutual fund schemes and their features

Understand how mutual funds are distributed in the market-place, how schemes are to be evaluated, and how suitable products and services can be recommended to investors and prospective investors in the market.

Get oriented to the legalities, accounting, valuation and taxation aspects underlying mutual funds and their distribution.

Get acquainted with financial planning as an approach to investing in mutual funds, as an aid for mutual fund distributors to develop long term relationships with their clients.

Assessment Structure:

The Mutual Fund Distributors examination consists of 100 questions of 1 mark each and should be completed in 2 hours. The passing score for the examination is 50%. There shall be no negative marking.

Test Details:

Name of Module: NISM-Series-V-A: Mutual Fund Distributors Certification Examination

* No negative marks for incorrect answers.

+ Payment gateway charges extra.

# Passing Certificate will be issued only to those candidates who have furnished/ updated their Income Tax Permanent Account Number (PAN) in their registration details.

NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination is the level 1 examination and NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination is the level 2 examination.

An individual investment adviser or principal officer of a non-individual investment adviser, registered under SEBI (Investment Advisers) Regulations, 2013 and persons associated with investment advice are required to pass both the levels (i.e. NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination and NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination to fulfill the requirements under SEBI (Investment Advisers) Regulations, 2013.

The certification aims to enhance the quality of investment advisory and related services in the financial services industry.

Examination Objectives:

On successful completion of the Investment Adviser examination, the candidate should:

  • Know the basics of personal financial planning, time value of money, evaluating the financial position of clients, debt management and loans.
  • Understand about the Indian Financial Markets and Indian Securities market segments
  • Get oriented to different kinds of investment products— equity, debt, derivatives and managed portfolios such as mutual funds, portfolio management services and alternative investment funds.
  • Know about portfolio construction, performance monitoring and evaluation.
  • Understand about operational aspects of investment management, key regulations, ethical issues for investment advisers and grievance redress system.

Assessment Structure

The Investment Adviser certification examination consists of 90 independent multiple-choice questions and 9 caselets/case-based questions and should be completed in 3 hours. The passing score for the examination is 60% which is 90 marks out of total 150 marks. There shall be negative marking of 25% of the marks assigned to a question for each wrong answer.

Multiple Choice Questions [90 questions of 1 mark each]

90 marks

9 Case-based Questions

[6 caselets (each case with 5 questions of 1 mark each)]

[3 caselets (with 5 questions of 2 marks each]

 

6*5*1 = 30 marks  

3*5*2= 30 marks

Total

150 marks

 

Test Details

Name of Module: NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination

*: Negative marking – 25% of the marks assigned to the question
+ Payment gateway charges extra.
# Passing Certificate will be issued only to those candidates who have furnished/ updated their Income Tax Permanent Account Number (PAN) in their registration details

 

TERMS & DESCRIPTIONS:

  1. 1.DURATION:
  • Hours of per video: Approx 1 hour
  • No. of Video files: as per recording of the latest batch
  • Storage Space: as per the number of classes
  • 4. VIDEO VALIDITY AND EXTENSION:
  • Validity - 1 YEAR 
  • EXTENSION IS NOT POSSIBLE
  • Views: 2 views per video.  If views are lost due to technical issues faced while playing the videos, they will be restored only when views get fully exhausted. The errors need to be reported with attached snapshots at the earliest to our email id.
  1. 5. REFUND POLICY:
  • As of now, we do not provide any option for the cancellation of products and/or services you have purchased.                                                          
  • Once a product/service has been purchased by you, we cannot provide any refund, either totally or partially.                                         
  • We suggest that first, you go through the demos and/or free-to-use contents/products/services   before          you      purchase.                                                           
  1. 6. PAYMENT OPTIONS: You can enroll by paying as per any of the following options through online mode only.
  • Net Banking
  • Google Pay (via “Bank Transfer” option)
  • Phone Pe (via “Bank Transfer” option)
  • Paytm Bank
  • Cash/ cheque Deposit directly in our bank.
  • UPI
  1. 7. BATCH TRANSFER: Enrolment is for the specific batch only. Batch transfers are not permitted.
  2. 8. DOUBTS DURING THE CLASSES: You can mail your query to d2hclasses@mohitsir.com
  1. 9. SYSTEM SPECIFICATIONS:

LAPTOP / DESKTOP / COMPUTER CLASSES:

  • Classes will play through Software and it will be run /install in both Laptop & Desktop / Computer (Computer /Desktop Monitor size should not be more than 17” inches) should have required specification of 2 GB RAM or more & 32-Bit Operating System or more. Temp files should be deleted from C Drive, and should not have several movies, files, etc on its hard disk.
  • The Operating System of Laptop / Computer / Desktop must be Windows 7 Professional only or more and not IOS.
  • Earphone, for better concentration and audio quality.

PENDRIVE CLASS WILL NOT WORK IN THE MOBILE APP.

10. UNINSTALL / DISABLE*:

  • Disable- Remote Desktop Connection from control pan
  • Uninstall- Antivirus - MacAfee/ Avast / AVG or any other free wares are not supported. Turn off the windows firewall if not using any antivirus. * During the time the videos are being played on your system.

 

IMPORTANT POINTS:

  • HANDOUTS IF ANY WILL BE PROVIDED ONLY IN SOFT COPY MODE.
  • WE DO NOT TRANSFER GOOGLE DRIVE/ PENDRIVE CLASSES TO MOBILE APP CLASSES AND VICE VERSA.
  • YOU HAVE TO INSTALL YOUR CLASSES WITHIN 15 DAYS OTHERWISE your classes will expire without any refund.

11. HELPLINE NO.: For any further queries please contact us on 6290935202 / 6290948313 /8420129525 /9830196846 from MON to SAT between 10 AM to 07 PM or write us at d2hclasses@mohitsir.com

 

ANY ATTEMPT TO RECORD THE CLASS AUDIO OR VIDEO OR BOTH WILL LEAD TO CANCELLATION OF CLASSES WITHOUT REFUND AND LEGAL ACTION WILL BE TAKEN FOR INFRINGEMENT OF COPYRIGHTS AND OTHERS LAWS.

How to Use

After successful purchase, this item would be added to your courses.You can access your courses in the following ways :

  • From the computer, you can access your courses after successful login
  • For other devices, you can access your library using this web app through browser of your device.

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